Beneficial ownership, it seems, is in the eye of the beholder. With jurisdictions making their own rules, they're set to become as complex as sanctions, a banker argues
Financial firms can’t seem to come to an agreement on the unofficial “pre-cessation” trigger that will signal the beginning of the end for Libor. Meanwhile, SOFR faces some controversy.
Getting the jump on regulators and smoothing your path through the compliance jungle means thinking like a money launderer argues one panelist at the recent 2019 ASEAN Regulatory Summit
Compliance work related to derivatives will reduce under revised European regulations but get your early reporting in to qualify for exemptions and avoid unnecessary queries later
Heavier regulation on banks in the aftermath of the financial crisis is having the unfortunate consequence hitting lenders’ appetite for trade finance, according to a new report
Last month, Alibaba had to settle a class action lawsuit involving its blockbuster IPO for $250 million. D&O insurance for foreign firms is becoming essential in the United States and regulators in Singapore and Hong ...
A hierarchical culture makes it easier for companies to cook the books, but will they always be one step ahead of the short sellers? This series looks at how fraud works in Asia
The Securities and Exchange Board of India (SEBI) has imposed a penalty on the National Stock Exchange (NSE) for allowing certain traders to gain unfair advantage amid co-location services the exchange offered to brokers